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Apply to Head of Legal and Compliance
Our client is a leading asset management and investment firm.
Responsibilities:
For more jobs, please visit our website: http://www.delken.com.hk/.
::: All personal data submitted will be treated in strict confidential and used for recruitment purposes only:::
Responsibilities:
- Advise line managers on legal issues relating to investment banking, fund management, securities and all related matters.
- Responsible for all legal documentation review before Management approval is sought.
- Handle litigation, and all matters under negotiation with the regulatory bodies or counterparties.
- Liaise with external lawyers on outsourced works.
- Work with various departments on developing and modifying practices and procedures to conform to legal or regulatory requirements.
- A qualified lawyer with a minimum of 10 years’ post qualification experience.
- In depth knowledge on securities brokerage, asset management and investment banking matters.
- Experience in dealing with regulators.
- Familiar with the Securities & Futures Ordinance and FATCA.
- Good interpersonal and people management skills.
- Good command of written and spoken English and Chinese (including Putonghua).
For more jobs, please visit our website: http://www.delken.com.hk/.
::: All personal data submitted will be treated in strict confidential and used for recruitment purposes only:::
